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Compliance Agents On Boarding Assistant (Temporary position)

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Assistant
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Our EU Compliance Agent On-Boarding Assistant has the mission to ensure that correct due diligence is applied to all new clients and partners. He/she has to liaise with the Compliance staff across Europe and work efficiently together. This role requires effective team work with other departments and capability to interact with key stakeholders in the industry.

• Capability to review all information received from the sales force and to ensure that all required controls are met according to EPS - Ria policy.
• Verify that all clients meet the Regulator's fitness and propriety requirements.
• Capability to liaise with European Compliance teams and raise to them any possible issue we may have with a client.
• Provide full and immediate support to the Regulator when they ask/require information about any prospect client.
• Submit applications of new clients and maintain the register up to date.

• Report withdrawals when needed.
• Maintain updated records of clients list into internal reports.
• Compromise to review all new client’s profiles according to the target of the sales force.
• Report to the European teams, business and compliance staff, the progress of their new clients in terms of registration.


  • Bachelor Degree level (Business studies)
  • Excellent command of English and French languages, written and speaking.
  • Expert level of Excel and Microsoft package control.
  • Research capacities to be able to analyze information on the spot.
  • Methodical, proactive and resolution capacity.
  • Flexibility, ability to work under pressure and able to adapt to new changes.
  • Excellent competences of communication and client oriented.
  • Good qualities of public speaking.
  • Educational background and/or experience in Compliance is a plus but not compulsory
  • Any other languages skills is a plus

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